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- MF Global spoke of 'strong' finances
- EC: No corp gov powers for ESAs
- FSA appoints senior investment bank adviser
- GFS has now closed
- Czechs join UK on fiscal compact sidelines
- Davos stalemate on EU's IMF funds
- Tucker: Resolution regime 'top priority'
- Saudi Arabia increases central bank role
- FSB urges Canada for one securities regulator
- CFTC set for committee to scrutinise HFT
- Fitch downgrades Belgian banks
- What corruption really costs
- UK FSA pushes for Mifid II rethink on OTCs
- Shanghai boosts global financial status
- Canada aligns credit rating rules with EU
- Bowles blasts lack of women at ECB
- Sarkozy to introduce French FTT in August
- Barnier warns on further bonus reforms
US & Canada
Fed to name banks affected by regs
Monday 16 Jan 2012 | Karina Whalley
The US Federal Reserve Board has announced it will include a statement outlining which banks are affected by each regulatory proposal or final rule.
Monday 16 Jan 2012 | Karina Whalley
The US Federal Reserve Board has announced it will include a statement outlining which banks are affected by each regulatory proposal or final rule.
NAIC chief takes up Joint Forum chair
Friday 13 Jan 2012 | [email protected]
The chief executive of the US National Association of Insurance Commissioners has been appointed to head up the international Joint Form of banking, securities and insurance regulators.
Friday 13 Jan 2012 | [email protected]
The chief executive of the US National Association of Insurance Commissioners has been appointed to head up the international Joint Form of banking, securities and insurance regulators.
UK tax resident investors demand reporting fund status
Friday 13 Jan 2012 | Zoë Arnautov
Investor demand for the benefits of the UK’s special reporting fund tax regime has increasingly grown since its introduction in 2009. Zoë Arnautov, supervising associate at international law firm Simmons & Simmons outlines what these funds are and their implications for managers and investors.
Friday 13 Jan 2012 | Zoë Arnautov
Investor demand for the benefits of the UK’s special reporting fund tax regime has increasingly grown since its introduction in 2009. Zoë Arnautov, supervising associate at international law firm Simmons & Simmons outlines what these funds are and their implications for managers and investors.
SEC postpones broker-dealer standards
Friday 13 Jan 2012 | Karina Whalley
More cost-benefit analysis is needed before a fiduciary duty on brokerage firms can be imposed by the US securities watchdog, says chairman Mary Schapiro.
Friday 13 Jan 2012 | Karina Whalley
More cost-benefit analysis is needed before a fiduciary duty on brokerage firms can be imposed by the US securities watchdog, says chairman Mary Schapiro.
CFTC aims for dealer definition by March
Friday 13 Jan 2012 | [email protected]
The Commodity Futures Trading Commission will propose rules relating to end-user exemptions and swap dealer definitions as part of 11 final rules it aims to release before the end of March.
Friday 13 Jan 2012 | [email protected]
The Commodity Futures Trading Commission will propose rules relating to end-user exemptions and swap dealer definitions as part of 11 final rules it aims to release before the end of March.
Japan regulators slam US Volcker rule
Friday 13 Jan 2012 | Karina Whalley
Japan has slammed the US Volcker rule for potentially wreaking havoc on Japanese government bonds and warns it could harm sovereign bond markets worldwide.
Friday 13 Jan 2012 | Karina Whalley
Japan has slammed the US Volcker rule for potentially wreaking havoc on Japanese government bonds and warns it could harm sovereign bond markets worldwide.
SEC ‘concerned’ over foreign auditors
Thursday 12 Jan 2012 | [email protected]
The US Securities and Exchange Commission’s Luis Aguilar has admitted he is growing “increasingly concerned” that the country’s accounting regulator is unable to properly oversee foreign auditors.
Thursday 12 Jan 2012 | [email protected]
The US Securities and Exchange Commission’s Luis Aguilar has admitted he is growing “increasingly concerned” that the country’s accounting regulator is unable to properly oversee foreign auditors.
Volcker rule gets final clearance
Thursday 12 Jan 2012 | Karina Whalley
Proposals for the controversial Volcker rule have passed the final hurdle and have been voted in by the Commodity Futures Trading Commission.
Thursday 12 Jan 2012 | Karina Whalley
Proposals for the controversial Volcker rule have passed the final hurdle and have been voted in by the Commodity Futures Trading Commission.
‘MF Global rule’ voted through
Thursday 12 Jan 2012 | Karina Whalley
The US Commodity Futures Trading Commission has passed a major rule on the segregation of customer funds, although commissioners say it won’t solve the MF Global issue.
Thursday 12 Jan 2012 | Karina Whalley
The US Commodity Futures Trading Commission has passed a major rule on the segregation of customer funds, although commissioners say it won’t solve the MF Global issue.
CFTC passes swap rules despite ‘flaws’
Thursday 12 Jan 2012 | Karina Whalley
The US futures watchdog has pushed through rules on business conduct standards as well as mandatory registration requirements for swaps dealers and major swap participants.
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Thursday 12 Jan 2012 | Karina Whalley
The US futures watchdog has pushed through rules on business conduct standards as well as mandatory registration requirements for swaps dealers and major swap participants.
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EDITOR’S CHOICE
- Diamond warns against ‘Balkanisation’
- ABI: UK insurers must keep EU links
- EU Parliament site hit by hacktivists
- George Soros: New year, same crisis
- FSB: Swiss regulator needs more teeth
- OCC: Deriv fears are an overreaction
- ‘Major wave’ of Solvency II drafts in May
- IMF paper urges Aus bank capital boost
- BoE: Limit bonuses to boost bank capital
- 2012 vision: Increased regulatory exposure looms
- Barnier offers hope to NYSE/Boerse
- Esma rushes short selling consultation
- Bowles re-elected as Econ chair
- Hoogervorst hints at accounting slowdown
- Asia in the year of the dragon
- Barnier: FTT will not be forced on UK
STRAW POLL
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